Article L541-1
…n behalf of a client to whom they have provided advice, under the conditions and within the limits set by the General Regulation of the Autorité des marchés financiers, and carry out other asset manag…
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Showing 2821–2830 of 16651 articles for “Art. -30 et -40”
…n behalf of a client to whom they have provided advice, under the conditions and within the limits set by the General Regulation of the Autorité des marchés financiers, and carry out other asset manag…
…e whose sole purpose is the administration of one or more institutions for collective occupational retirement provision; 6° The institutions referred to in Article L. 518-1 ; 7° In accordance with the…
…in a Member State of the European Union and whose shares are admitted to trading on a regulated market established or operating in a Member State of the European Union.
Investment services providers that use the services of tied agents must ensure that these agents are registered in accordance with Article L. 545-5.
Participatory finance service providers may also provide, under the conditions set out in Article L. 547-5, services identical to those mentioned in point ii) of a) of paragraph 1 of Article 2 of Regu…
…ined inArticle L. 511-1 of the Insurance Code.III - The Minister responsible for the economy shall set the conditions under which participative finance intermediaries may carry out, on a regular basis…
The following are subject to the obligations set out in sections 2 to 7 of this chapter: 1° Bodies, institutions and services governed by the provisions of Title I of this Book, including branches of…
A decree in the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
…tions. It shall assess the quality of this programme of operations in the light of the obligations set out in Articles L. 541-2, L. 541-3 and L. 541-8, as well as the conditions under which the financ…
I. - When registering or renewing their registration, the persons referred to in I of article L. 546-1 are required to provide the body that keeps the register with all the information needed to verif…
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