Article L420-3
…high volumes of orders and messages and allow for an orderly trading process during periods of market stress. These trading systems are tested to confirm that these conditions are met in situations o…
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Showing 11441–11450 of 12834 articles for “Art. 1° et 2°”
…high volumes of orders and messages and allow for an orderly trading process during periods of market stress. These trading systems are tested to confirm that these conditions are met in situations o…
The Autorité de contrôle prudentiel et de résolution may withdraw the authorisation referred to in Article L. 318-1 in the following cases:1° If one or more of the conditions set out in article L. 318…
Without prejudice to the special rules applicable to the marketing of certain products, the following may not be marketed: 1° Products for which the maximum risk is not known at the time of subscripti…
…or more persons and used to carry out payment transactions.II. - The following are payment services1° Services enabling cash to be paid into a payment account and management of a payment account;2° S…
…ty of banking or financial canvassing, within the limits of the specific provisions governing them: 1° Credit institutions or finance companies as defined in article L. 511-1, the bodies mentioned in…
I. - An interbank settlement system or a system for the settlement and delivery of financial instruments means a national or international procedure organising relations between at least three partici…
…contract, the person being canvassed shall receive information laid down by decree in the Conseil d'Etat, relating in particular to: 1° The name and business address of the natural person canvassing ;…
I. - The person canvassed has a period of fourteen completed calendar days in which to exercise his right of withdrawal, without having to justify his decision or incur any penalties. The period durin…
…ty with a view to obtaining their agreement to ... constitutes a banking or financial solicitation: 1° The execution by one of the persons mentioned in 1° of Article L. 341-3 of a transaction in one o…
The rules on direct marketing by banks or financial institutions do not apply to :1° Contacts with qualified investors as defined in Article L. 411-2 .1 and with legal entities whose balance sheet tot…
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