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Showing 1001–1010 of 56495 articles for “Art. 1380 and 1381”
…ust devote sufficient time to performing their duties within the market undertaking. The number of mandates for the functions mentioned in II that may be exercised simultaneously by one of these perso…
I.-The admission of financial instruments and assets referred to in II of Article L. 421-1 to trading on a regulated market is decided by the market undertaking, in accordance with the rules of the ma…
…ation step regimes for shares, representative certificates, listed funds, preferential certificates and other similar financial instruments, as well as for any other instruments in accordance with the…
…t influence on the management of a regulated market must possess qualities that guarantee the sound and prudent management of that market. Any person who comes to own, directly or indirectly, alone or…
Investment firms and credit institutions authorised in a Member State of the European Union or in a State party to the Agreement on the European Economic Area other than France to execute orders on be…
A multilateral trading facility is a multilateral facility under which multiple third-party buying and selling interests in financial instruments are brought together under non-discretionary rules in…
It is punishable by six months' imprisonment and a fine of 9,000 euros for any person to fail to comply with the obligations imposed by articles L. 342-1 to L. 342-3 in respect of transactions in prec…
The operator of a trading platform shall make available to the Autorité des marchés financiers, at its request, data relating to the order book or provide access to the order book so that it can monit…
I.-The AMF establishes and applies limits on the size of a net position that a person may hold at any time: 1° In agricultural commodity derivatives within the meaning of Regulation (EU) No 600/2014 o…
Without prejudice to Titles III, IV or V of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories,…
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