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Showing 981–990 of 56495 articles for “Art. 1380 and 1381”
I.- Market undertakings of significant importance due to their size and internal organisation, as well as the nature, scale and complexity of their activities, shall set up an appointments committee c…
The operator of the multilateral trading facility shall establish transparent rules concerning the criteria for determining which financial instruments may be traded on its facility. When a financial…
…is a form of trading in which a person, the facilitator, acts as an intermediary between the buyer and the seller involved in the trade, so that there is no exposure to market risk throughout the exe…
…ply a market-making strategy, within the meaning of 3° of Article L. 533-10-3, on the trading venue and shall put in place arrangements to ensure that a sufficient number of investment service provide…
…commercial company. Where the market undertaking manages a regulated market, its registered office and effective management are established in mainland France or in the overseas departments or the De…
Members of the administrative, management and supervisory bodies, managers, employees and agents of market undertakings are bound by professional secrecy.
…t, the market undertaking shall draw up the rules of the market. These rules, which are transparent and non-discretionary, ensure fair and orderly trading and set objective criteria for the efficient…
Failure to comply with any of the obligations mentioned in the first, second, third and last paragraphs of II of article L. 312-1-1 and, where the customer is an individual acting for non-business pur…
The following offences are punishable by six months' imprisonment and a fine of €7,500 1° Any person who engages in the activity of canvassing for banking or financial services as defined in article L…
…ovided in a prospectus drawn up by the issuer pursuant to Regulation (EU) 2017/1129 of 14 June 2017 and in any supplement thereto lies with the issuer.Responsibility for the information provided in th…
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