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Showing 971–980 of 56495 articles for “Art. 1380 and 1381”
…viders to the payment systems referred to in Article L. 330-3 must be objective, non-discriminatory and proportionate.These rules must make it possible to prevent specific risks, such as settlement ri…
…a payment service or a transaction in miscellaneous goods is concluded between the person canvassed and the establishment, firm or legal entity authorised to carry out these activities, without the di…
…nt natural persons to carry out banking or financial canvassing on their behalf. The establishments and undertakings or institutions mentioned in 1° of this article may also appoint legal entities for…
…° Products covered by Article L. 214-42 as it read prior toOrder 2011-915 of 1 August 2011 on UCITS and the modernisation of the legal framework for asset management and by Article L. 214-169 ; 4° Fin…
…for the marketing of digital assets, services on digital assets or financial products, instruments and services, must hold a canvassing card issued by the person on whose behalf they are acting, in a…
…ticle L. 341-16 . The first paragraph of this article does not apply to the persons mentioned in 7° and 8° of article L. 341-3 when they engage in a banking or financial canvassing activity mentioned…
…ect marketers shall enquire about the financial situation of the person canvassed, their experience and their investment or financing objectives. These provisions do not apply in the case of mailings…
I. - The operator of a trading venue shall put in place effective systems, procedures and mechanisms to ensure that its trading systems are resilient, have sufficient capacity to handle high volumes o…
Position limits and position management controls shall be transparent and non-discriminatory, shall state how they apply to persons and shall take into account the nature and composition of market par…
…e measures planned by the market undertaking to comply with the obligations set out in paragraphs 2 and 4 of I and II of Article L. 421-11. The Autorité des marchés financiers shall propose, in the sa…
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