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Showing 7791–7800 of 57858 articles for “Art. 14 and 15”
…sons who effectively directs the business of the undertaking within the meaning of Article L. 532-2 and each member of the Board of Directors, the Supervisory Board, the Management Board or any other…
…he professional indemnity insurance contract provided for in Article L. 541-3 are set as follows:1° 150,000 euros per claim and 150,000 euros per insurance year for natural persons and legal entities…
…s expired; orc) or a temporary or permanent ban on practising pursuant to b of III ofarticle L. 621-15, until such ban has expired.
…ioned in Article L. 547-4 in the calculation of the prudential requirements of Regulation (EU) 2020/1503 of 7 October 2020.
…en to the public, intermediaries in participative financing shall make available to the parties a standard contract that mentions the information provided for in 1° and a and d of 3° of Article R. 548…
…services other than a portfolio management company must clearly specify in writing the protections and rights to compensation that the client may be deprived of; 3° The client declares in writing, in…
…way in which the following elements in particular are ensured: 1° Monitoring of strategy, financial and non-financial performance, risks, capital structure, social and environmental impact and corpora…
The period of time after which the AMF's silence on applications for professional certification from bodies organising examinations to verify the professional knowledge of financial investment adviser…
A participative finance intermediary shall enter into a contract with a payment service provider or a payment service agent relating to the extinctive management of its activities in the event that it…
If the Autorité des marchés financiers does not respond within the time limit referred to inArticle L. 549-4, the application is deemed to have been rejected.
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