Article D533-12
…y may treat the retail client as a professional client, provided that it complies with the criteria and procedure set out in Article D. 533-12-1. However, non-professional clients must not be presumed…
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Showing 7801–7810 of 57858 articles for “Art. 14 and 15”
…y may treat the retail client as a professional client, provided that it complies with the criteria and procedure set out in Article D. 533-12-1. However, non-professional clients must not be presumed…
…rty, the means of access to the digital assets registered in the shared electronic recording device and keeping a register of positions, opened in the name of the third party, corresponding to its rig…
Subsections 2 and 3 of this section apply to class 2 and class 3 investment firms under the conditions defined in Article L. 533-24-2.
For the authorisation procedure for the service providers mentioned in Article L. 547-1, the Autorité des marchés financiers shall assess the completeness of the application within twenty-five working…
…ells each co-contractor:a) The amount of money made available under the contract between the lender and the project promoter ;b) The duration of the credit or free loan;c) The contractual interest rat…
For the application of III of Article L. 561-5, the persons mentioned in 2° to 2°e and 3°a of Article L. 561-2 shall identify and verify the identity of the beneficiaries of life insurance or capitali…
…dy of a central bank;6° Ambassador or Chargé d'Affaires;7° General officer or senior officer in command of an army;8° Member of an administrative, management or supervisory body of a public company;9°…
By way of derogation from Articles R. 561-23 and R. 561-24, the persons mentioned in 1° to 6° and 7°a of Article L. 561-2 who belong to the same group within the meaning of Article L. 561-33 may agree…
The identity of the customer and, where applicable, the beneficial owner may only be verified, pursuant to IV of Article L. 561-5, during the establishment of the business relationship, under the foll…
For the application of Article L. 561-15-1, the persons mentioned in 1° to 1°c of Article L. 561-2 shall transmit to the department mentioned in Article L. 561-23 the information relating to the trans…
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