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Showing 1091–1100 of 7311 articles for “Art. 1609 nonies G”
…onds traded on a market referred to in articles L. 421-1, L. 422-1 and L. 423-1 which are issued or guaranteed by a Member State of the Organisation for Economic Co-operation and Development, by the l…
A fonds commun de placement à risques : 1° May not hold more than 40% of the capital or voting rights of any single issuer. However, due to the exercise of exchange, subscription or conversion rights…
For the purposes of assessing the limits set out in Article R. 214-36 : 1° When the securities held by the fund are not admitted to trading on a financial instruments market within the meaning of I of…
The management company may not, on behalf of a fund, carry out any transactions other than forward or spot purchases or sales of its assets which are not traded on a financial instruments market withi…
…ability of their investors to the amount of their contributions.II. - For the purposes of calculating the numerator of the 50% quota stipulated in I of article L. 214-28, the rights representing a fin…
During the pre-liquidation period, the fund :1° May no longer arrange for new subscriptions of units other than those of its unitholders on the date of its entry into the pre-liquidation period in ord…
The management company reports to unitholders on the appointment of its corporate officers and employees to the positions of manager, director, member of the management board or member of the supervis…
…commun de placement à risques may be invested in : 1° no more than 10% in securities issued by a single issuer ; 2° 35% maximum in shares or units of a single UCITS or FIA covered by paragraphs 1, 2 a…
When a fund management company enters into forward purchase or sale transactions involving securities which are not admitted to trading on a financial instruments market within the meaning of I of art…
I. - If the fund rules provide for capital to be called up in stages, it shall be paid up by the unitholders at the request of the management company before the end of the lock-up period provided for…
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