Article L451-1-5
…etent authority for monitoring compliance with the disclosure requirements laid down in Article L. 451-1-2 of this Code and Articles L. 233-7 to L. 233-9 of the Commercial Code, and where it establish…
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Showing 3081–3090 of 61408 articles for “Art. 5 and 6”
…etent authority for monitoring compliance with the disclosure requirements laid down in Article L. 451-1-2 of this Code and Articles L. 233-7 to L. 233-9 of the Commercial Code, and where it establish…
…tions set out inarticle 121-2 of the French Criminal Code, for the offences defined in articles L. 465-1 to L. 465-3-3 of this Code shall incur, in addition to the fine set out inarticle 131-38 of the…
Credit institutions and finance companies shall ensure that all loans granted to members of the board of directors, the supervisory board or any other body exercising equivalent supervisory functions…
…Autorité de contrôle prudentiel et de résolution to oppose the appointment, pursuant to Article L. 612-23-1, the Board may, between two General Meetings, make provisional appointments.Where the oppos…
The institutions referred to in this chapter shall indicate in their annual report the amount and characteristics of the loans they finance or distribute that meet the definition referred to in III of…
Investment service providers, other than asset management companies, shall ensure that they do not remunerate or assess the performance of their employees in a way that undermines their duty to act in…
…of own funds that has been determined by each Class 2 investment firm in accordance with Article L. 533-2-2 and shall verify that it maintains a level of own funds sufficiently in excess of the requir…
…nt authority designated as the contact point, within the meaning of Article 79(1) of Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instrumen…
…of investment firms makes a distinction, based on clear criteria, between basic fixed remuneration and variable remuneration. Basic fixed remuneration primarily reflects professional experience in re…
…services of tied agents must ensure that these agents are registered in accordance with Article L. 545-5.
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