Article L519-11
I.-For the purposes of their registration in the register referred to in I of Article L. 546-1, the banking and payment services intermediaries referred to in Article L. 519-1 and their agents shall j…
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Showing 8071–8080 of 29557 articles for “Art. 5 janv. 1983 + Cass. 3e civ.”
I.-For the purposes of their registration in the register referred to in I of Article L. 546-1, the banking and payment services intermediaries referred to in Article L. 519-1 and their agents shall j…
…gal representatives, directors, staff and agents of the associations referred to in I of Article L. 519-11 of this Code are bound by professional secrecy in the context of the tasks referred to in I,…
…nvestment services referred to in Article L. 321-1 (4) are subject to the provisions of Articles L. 533-22 and L. 533-22-1 in the same way as the portfolio management companies referred to therein.
For the application of articles L. 1226-15, L. 1234-9, L. 1235-3, L. 1235-3-1, L. 1235-11 and L. 1235-16 of the Labour Code, the determination of the indemnity payable by the employer does not take in…
…ortfolio management companies draw up a non-financial performance statement pursuant toArticle L. 225-102-1 of the Commercial Code, this statement shall include information on the implementation of th…
I. In the management of collective investments, portfolio management companies shall take all reasonable steps to obtain the best possible result in executing orders, taking into account price, cost,…
Portfolio management companies are prohibited from receiving deposits of funds, securities or gold from their clients.
I.-The portfolio management companies mentioned in article L. 532-9, with the exception of those which exclusively manage FIAs covered by I of article L. 214-167, FIAs covered by IV of article L. 532-…
…tment decisions. The results obtained are presented in the document referred to in II of article L. 533-22-1. This target is updated each year.
…companies and persons exercising a management function within the meaning of 4° of II of Article L. 532-9; 4° Risk-takers; 5° Persons exercising a control function; 6° Persons placed under the authori…
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