Article L533-4-5
…unds that has been determined by each Class 2 investment firm in accordance with Article L. 533-2-2 and shall verify that it maintains a level of own funds sufficiently in excess of the requirements s…
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Showing 4461–4470 of 69543 articles for “Art. 515-5-1 and 515-5-2”
…unds that has been determined by each Class 2 investment firm in accordance with Article L. 533-2-2 and shall verify that it maintains a level of own funds sufficiently in excess of the requirements s…
…of investment firms makes a distinction, based on clear criteria, between basic fixed remuneration and variable remuneration. Basic fixed remuneration primarily reflects professional experience in re…
A decree of the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
…anisation measure or winding-up proceedings defined in Article L. 613-31-2 on the contracts, rights and authorities listed below shall be determined by the following rules: 1° Employment contracts and…
The supervisory board or the resolution board may require the persons mentioned in I or II of Article L. 613-34 to keep detailed records of the financial contracts to which they are party.The collège…
…ately forward to the other members of the college of supervisors referred to in Article L. 613-20-2 and to the other members of the college of resolution authorities the decisions it takes pursuant to…
…the essential obligations of the contract continue to be met, in particular the obligations to pay and deliver financial instruments and the guarantee obligations, the implementation of a measure tak…
…ot prevent the application of measures imposed in application of the provisions of this sub-section and of sub-section 9 of this section.II. - Articles L. 211-36-1 to L. 211-38 shall not prevent the a…
The resolution college shall require, where necessary to carry out a conversion measure referred to in I of Article L. 613-48, that the person concerned issue Tier 1 core capital instruments to holder…
The collège de résolution and the fonds de garantie des dépôts et de résolution may recover sums corresponding to the amount of any justified expenses incurred in implementing one or more resolution m…
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