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Showing 4151–4160 of 56501 articles for “Art. 725 and 719”
…referred to in article L. 512-1 of the Insurance Code is responsible for establishing, maintaining and updating the register of persons referred to in I of article L. 546-1. In this capacity, it rece…
The amount of credit referred to in Article L. 548-1 may not exceed €2,000 per lender and per project. The term of such credit may not exceed seven years. The contractual interest rate for such credit…
…a third country or on a multilateral trading facility, if they are company shares, excluding units and shares in non-UCITS collective investment schemes and shares incorporating a derivative instrume…
…ient the option of delaying the transaction so that it can receive the suitability statement beforehand.For the purposes of the last paragraph of Article L. 533-15, professional clients wishing to ben…
…med to be professional clients within the meaning of article L. 533-16, for all investment services and all financial instruments:1. a) The credit institutions referred to in article L. 511-9 ; b) The…
The information referred to in article R. 533-19 as well as that concerning the results of the votes cast at the general meetings referred to in article L. 511-78 shall be sent to the European Banking…
I. - Any person referred to in I of article L. 546-1 shall apply for registration in the register and for entry in the categories referred to in I of article R. 519-4. To this end, it must compile a f…
…wdfunding pursuant to Article L. 548-5 shall include cover of not less than 250,000 euros per claim and 500,000 euros per insurance year. Where the policy is taken out by an intermediary in the field…
I.-This article applies to entities subject to Article L. 533-22-1. For the credit institutions and investment firms mentioned in Article L. 511-4-3, this article applies to portfolio management activ…
Members of staff of an investment firm who have been given authority to sign on behalf of that firm may not take up any other employment or perform any paid work outside that firm without first inform…
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