Article L351-1
…he administration that established the infringement. Failure to comply with one of the obligations set out in I and IV of article L. 312-1-1, in I of article L. 314-13, as well as in IV of the same ar…
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Showing 5021–5030 of 21962 articles for “Art. BOFiP-IS-CHAMP-10-30-§§ 320 et 330”
…he administration that established the infringement. Failure to comply with one of the obligations set out in I and IV of article L. 312-1-1, in I of article L. 314-13, as well as in IV of the same ar…
…as defined in article L. 341-1 to comply with the rules relating to the signing of the contract as set out in article L. 341-14; 4° Any person engaging in the activity of canvassing for banking or fin…
…ffer of financial securities or the admission of financial securities to trading on a regulated market shall be drafted in French or in another language customary in the sphere of finance in the cases…
I.-A trading venue is a regulated market within the meaning of Article L. 421-1, a multilateral trading facility within the meaning of Article L. 424-1 or an organised trading facility within the mean…
…6° Financial securities issued by credit institutions, investment firms and the Caisse des dépôts et consignations; 7° Negotiable debt securities issued by economic interest groupings and general pa…
The AMF may appoint an agent for the market undertaking, to whom all powers of administration, management and representation of the legal entity shall be transferred.This appointment shall be made eit…
Within a market undertaking, the following persons shall be of sufficiently good repute and possess the knowledge, skills and experience necessary for the performance of their duties: 1° Members of th…
Admission to and continued membership of a regulated market by the market undertaking organising trading on that market are subject to compliance with the rules of that market. The relationship betwee…
The distance supply of financial services to a consumer is governed by articles L. 222-1 to L. 222-7, L. 222-9 to L. 222-18, L. 232-4 and L. 242-15 of the French Consumer Code.
I. - The contracting company shall take the necessary steps to :1. Detect, prevent and manage the potentially harmful effects, for the proper functioning of the regulated market or for market members,…
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