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Showing 5031–5040 of 21962 articles for “Art. BOFiP-IS-CHAMP-10-30-§§ 320 et 330”
…wo consecutive trading days, transactions in progress on the date of suspension may be cleared and settled under the conditions defined by the rules of the market.II. - For the implementation of the e…
Legal entities found to be criminally liable, under the conditions set out in article 121-2 of the French Penal Code, for the offences defined in articles L. 353-1 and L. 353-2 shall incur, in additio…
I.-The persons referred to in Article L. 421-7 must meet the following requirements: 1° They must devote sufficient time to performing their duties within the market undertaking. The number of mandate…
I.-The admission of financial instruments and assets referred to in II of Article L. 421-1 to trading on a regulated market is decided by the market undertaking, in accordance with the rules of the ma…
…4 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments by regulatory technical standards concerning the quotation step regime…
…n to exercise, directly or indirectly, a significant influence on the management of a regulated market must possess qualities that guarantee the sound and prudent management of that market. Any person…
…e orders on behalf of third parties or to deal on own account may become members of a regulated market referred to in Article L. 421-1: a) Directly, by establishing a branch in mainland France, the Fr…
…der which multiple third-party buying and selling interests in financial instruments are brought together under non-discretionary rules in order to conclude transactions in those instruments. It opera…
It is punishable by six months' imprisonment and a fine of 9,000 euros for any person to fail to comply with the obligations imposed by articles L. 342-1 to L. 342-3 in respect of transactions in prec…
The operator of a trading platform shall make available to the Autorité des marchés financiers, at its request, data relating to the order book or provide access to the order book so that it can monit…
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