Article L421-11
I. - The contracting company shall take the necessary steps to :1. Detect, prevent and manage the potentially harmful effects, for the proper functioning of the regulated market or for market members,…
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Showing 2281–2290 of 57221 articles for “Art. CE 23 Dec 2013 n° 363702 and 363719”
I. - The contracting company shall take the necessary steps to :1. Detect, prevent and manage the potentially harmful effects, for the proper functioning of the regulated market or for market members,…
I. - When an exceptional event disrupts the regular operation of a trading venue, the AMF Chairman or his designated representative may suspend all or part of trading for a period not exceeding two co…
…inally liable, under the conditions set out in article 121-2 of the French Penal Code, for the offences defined in articles L. 353-1 and L. 353-2 shall incur, in addition to the fine set out in articl…
…nd or delist from trading the financial contracts that are linked to or refer to it where this is necessary to achieve the objectives of the suspension or delisting of the financial instrument.Decisio…
…ust devote sufficient time to performing their duties within the market undertaking. The number of mandates for the functions mentioned in II that may be exercised simultaneously by one of these perso…
I.-The admission of financial instruments and assets referred to in II of Article L. 421-1 to trading on a regulated market is decided by the market undertaking, in accordance with the rules of the ma…
…The operator of a trading venue shall implement quotation step regimes for shares, representative certificates, listed funds, preferential certificates and other similar financial instruments, as we…
I.-Persons who are in a position to exercise, directly or indirectly, a significant influence on the management of a regulated market must possess qualities that guarantee the sound and prudent manage…
Investment firms and credit institutions authorised in a Member State of the European Union or in a State party to the Agreement on the European Economic Area other than France to execute orders on be…
A multilateral trading facility is a multilateral facility under which multiple third-party buying and selling interests in financial instruments are brought together under non-discretionary rules in…
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