Article L519-11
…eir registration in the register referred to in I of Article L. 546-1, the banking and payment services intermediaries referred to in Article L. 519-1 and their agents shall join an approved professio…
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Showing 8931–8940 of 19750 articles for “Art. CE 25-5-1988 n° 81512”
…eir registration in the register referred to in I of Article L. 546-1, the banking and payment services intermediaries referred to in Article L. 519-1 and their agents shall join an approved professio…
…e prudentiel et de résolution or the judicial authority acting in the context of either criminal proceedings or winding-up proceedings initiated against a person referred to in Article L. 612-2. The A…
Investment firms providing the investment services referred to in Article L. 321-1 (4) are subject to the provisions of Articles L. 533-22 and L. 533-22-1 in the same way as the portfolio management c…
…ame article L. 533-22-2, the part of the variable part of the remuneration whose payment may be reduced or give rise to restitution.
…out their policy on the inclusion in their investment strategy of environmental, social and governance quality criteria and the means implemented to contribute to the energy and ecological transition,…
…all reasonable steps to obtain the best possible result in executing orders, taking into account price, cost, speed, likelihood of execution and settlement, size, nature of the order or any other cons…
Portfolio management companies are prohibited from receiving deposits of funds, securities or gold from their clients.
I.-The portfolio management companies mentioned in article L. 532-9, with the exception of those which exclusively manage FIAs covered by I of article L. 214-167, FIAs covered by IV of article L. 532-…
Portfolio management companies shall set a target for balanced representation of women and men among the teams, bodies and managers responsible for making investment decisions. The results obtained ar…
…ticle and the portfolio management companies of UCITS determine the remuneration policies and practices of the following persons, when their professional activities have a substantial impact on the ri…
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