Article L511-41-3
…o in 1°, 4°, 9° and 10° of A of I of Article L. 612-2, a class 1 bis investment firm or, with the exception of firms referred to in 2° of I of Article L. 613-34 which are not Class 1a investment firms…
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Showing 5681–5690 of 14512 articles for “Art. CE 25-7-1986 n° 41921”
…o in 1°, 4°, 9° and 10° of A of I of Article L. 612-2, a class 1 bis investment firm or, with the exception of firms referred to in 2° of I of Article L. 613-34 which are not Class 1a investment firms…
I. - Credit institutions and finance companies are required to comply with management standards designed to guarantee their liquidity and solvency vis-à-vis depositors and, more generally, third parti…
I. - Credit institutions and finance companies are subject to an additional capital requirement over and above the requirements laid down respectively in part three of Regulation (EU) No 575/2013 of t…
I. - Without prejudice to Articles L. 511-41-3 and L. 612-30 to L. 612-34, the Autorité de contrôle prudentiel et de résolution may order a credit institution, a class 1 bis investment firm or a finan…
I. - In accordance with the conditions laid down by order of the Minister for the Economy, credit institutions and finance companies shall publish in the notes to their annual financial statements inf…
Where it appears that the situation of a credit institution or finance company so warrants, the Governor of the Banque de France, Chairman of the Autorité de contrôle prudentiel et de résolution, shal…
…order to guarantee their financial stability, their solvency with regard to depositors, their absence of conflicts of interest with their customers and their ability to provide financing for the econ…
…their subsidiaries referred to in Articles L. 511-47 and L. 511-48 do not adequately ensure compliance with those Articles.
…ternal credit assessment bodies whose assessments may be used by Class 1a credit institutions, finance companies and investment firms for the purposes of implementing the regulations provided for in A…
…nd operational rules to their internal units responsible for these transactions that ensure compliance with Articles L. 511-47 and L. 511-48.In particular, they shall ensure that compliance with these…
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