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Showing 4301–4310 of 13025 articles for “Art. Euronext Harmonised Market Rules — derivatives”
I.- Investment services providers other than portfolio management companies shall take all reasonable steps to obtain, when executing orders, the best possible result for their clients having regard t…
…tervention; c) A high intraday flow of messages constituted by orders, quotes or cancellations; 3° "Market-making strategy" means, for an investment services provider other than a portfolio management…
Investment service providers other than asset management companies shall not pay or receive any remuneration or commission or provide or receive any non-monetary benefit in connection with the provisi…
…financial instrument and that he does not benefit from the corresponding protection of the relevant rules of good conduct. This warning may be transmitted in a standardised form;4° The service provide…
Investment service providers other than portfolio management companies shall keep a record, including the document or documents approved by themselves and their clients, setting out the rights and obl…
Investment services providers other than portfolio management companies which use a high-frequency algorithmic trading technique shall keep an accurate and chronological record of all orders placed, i…
I. - All information, including promotional communications, addressed by an investment service provider other than an asset management company to clients, including potential clients, shall be accurat…
…earch ; 3° The research for which the combined fees or joint payment is made concerns issuers whose market capitalisation, for the thirty-six month period preceding the provision of the research, did…
…ticle 79(1) of Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments, of the trading platform concerned ;2° Document the nature of their…
…of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regulatory technical standards relating to the data to be publ…
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