Article L533-10-1
Portfolio management companies and investment services providers that provide the investment service referred to in 4 of Article L. 321-1 employ :1° A method of risk management on behalf of third part…
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Showing 2511–2520 of 45378 articles for “Art. L 237-29 · ANSA 09-068 · Cass. com. 26 September 2018”
Portfolio management companies and investment services providers that provide the investment service referred to in 4 of Article L. 321-1 employ :1° A method of risk management on behalf of third part…
I.-The Autorité de contrôle prudentiel et de résolution may order a person referred to in 1°, 4°, 9° and 10° of A of I of Article L. 612-2, a class 1 bis investment firm or, with the exception of firm…
I.- Subject to the adaptation provisions set out in II and III, the articles mentioned in the first column of the table below shall apply in the Wallis and Futuna Islands, in the wording indicated in…
Investment firms are legal entities, other than portfolio management companies and credit institutions, which are authorised to provide the investment services referred to in Article L. 321-1 on a reg…
For the offences mentioned in this chapter, natural persons are also liable to the following additional penalties: 1° Dissemination of the sentencing decision and one or more press releases informing…
I.-Insurance undertakings, as well as intermediaries when designing insurance products, shall develop, apply and update in accordance with Commission Delegated Regulation (EU) 2017/2358 of 21 Septembe…
Sont applicables dans les îles Wallis et Futuna, sous réserve des adaptations prévues à l'article L. 351-8, the provisions of the articles mentioned in the left-hand column of the table below, in the…
It is an offence for any manager of an investment services provider other than a portfolio management company or of one of the legal persons or subsidiaries referred to in Article L. 612-26 or for any…
The Autorité de contrôle prudentiel et de résolution may, at their request, authorise service providers responsible for labelling contracts open to individual subscription and settlements eligible for…
I. - The competences of territorial authorities whose exercise requires the support of several territorial authorities or groupings of territorial authorities are implemented in accordance with the fo…
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