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Showing 2601–2610 of 68896 articles for “Art. L. 123-1 and L. 123-9”
Bank and payment services intermediaries may provide their customers with advice on transactions relating to the credit agreements referred to in article L. 313-1 of the French Consumer Code, with the…
…daptations, the rules applicable to Caisse des dépôts et consignations, adopted pursuant to Article L. 511-36, the first paragraph of Article L. 511-37, the first paragraph of Article L. 511-41 and Se…
Within investment holding companies, the persons referred to in Article L. 532-2.4 and the members of the board of directors, the supervisory board, the management board or any other body exercising e…
…fter receiving the opinion of the Banque de France pursuant to the fourth paragraph of I of Article L. 141-4. To obtain this authorisation, an application must be submitted to the Autorité de contrôle…
…an injunction to payment institutions carrying out hybrid activities within the meaning of Article L. 522-3 to create a separate legal entity for payment services activities where the institution's n…
With the exception of transactions carried out within a group, within the meaning of Article L. 233-3 of the Commercial Code, any acquisition, extension or disposal of a direct or indirect holding, wi…
Within the limits of the services it is authorised to provide in its home country, and depending on the authorisation it has received there, any legal or natural person authorised to provide investmen…
…ent orders, investment services providers other than portfolio management companies shall establish and publish once a year, for each category of financial instrument, a ranking of the top five execut…
…ervice relating to mortgage bonds issued specifically to obtain the financing for the property loan and with identical terms and conditions to the latter, so that the loan can be repaid, refinanced or…
Portfolio management companies and investment services providers that provide the investment service referred to in 4 of Article L. 321-1 employ :1° A method of risk management on behalf of third part…
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