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Showing 2081–2090 of 63525 articles for “Art. L. 2315-89 and L. 2315-90”
…d or administer financial instruments of which they have become aware in the course of their duties and which may constitute a breach of the provisions of the AMF General Regulation relating to the ru…
The association referred to in Article L. 621-32 either takes action on its own initiative or is informed by the Autorité des marchés financiers of facts likely to constitute a breach by a member of t…
…their legal representative, depending on the seriousness of the breach: 1° A warning ; 2° a reprimand 3° Compulsory insertion of a notice or press release in the publication concerned; 4° Broadcast…
The investigators and auditors may, for the purposes of the investigation or audit, ask to be provided with any documents, regardless of the medium used.Investigators and auditors may summon and inter…
…upon the chairman of the Autorité des marchés financiers or his representative to file submissions and to develop them orally at the hearing, without prejudice to the provisions of Article L. 466-1.
Where the AMF Enforcement Committee has imposed a financial penalty that has become final before the criminal court has given a final ruling on related facts, the criminal court may order that the fin…
…plaints from any interested party that fall within the remit of the Autorité des marchés financiers and to take appropriate action. It carries out its mediation role with regard to consumers under the…
…est made by the Chairman of the Autorité de contrôle prudentiel et de résolution.Subject to Article L. 465-3-6, if it decides to initiate sanction proceedings, it notifies the persons concerned of the…
I. - The Autorité des marchés financiers and the Commission de régulation de l'énergie shall cooperate with each other. They shall provide each other with any information that may be useful for the pe…
…nce with the last paragraph of Article 20 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directiv…
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