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Showing 6131–6140 of 17413 articles for “Art. n° 16-23.120 et n° 16-10.583”
…alyse a sufficient number of contracts on offer to be able to base an objective analysis of the market and recommend or propose a contract suited to the needs of the customer, including the potential…
…previous year and published in its annual report. If the representativeness criterion has not been met on the date the application for authorisation is submitted, the association submits an operationa…
I.-The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in the second paragraph of I of Article L. 526-22 within one month. II -The Autorité de contrôle pruden…
…anagement company headquartered in a country other than France, the Autorité de contrôle prudentiel et de résolution may, on its own initiative or at the request of the Autorité des marchés financiers…
…intends to manage one or more European Union AIFs established in the same Member State, without marketing them in the European Union: the home Member State of the AIF or AIFs;2° Where the AIFM intends…
If the purpose of the association covers activities other than insurance broking, the association may offer its members a single mediator for all these activities, provided that the mediator is regist…
Where the applicant is a direct or indirect subsidiary of an investment firm or credit institution that does not have its registered office in France, it is also required to provide precise informatio…
When entering into a relationship, an investment services provider other than an asset management company shall collect relevant information relating to the identity and legal capacity of any new clie…
…referred to in j of 2° of Article L. 531-2 ; h) (Repealed) ;2. The French State, the Caisse de la dette publique, the Caisse d'amortissement de la dette sociale, the Banque de France, the Institut d'…
The other convertible instruments referred to in 3° of Article L. 533-30-11 that may be used for the allocation of variable compensation are the only instruments that may be fully converted into Tier…
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