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Showing 6141–6150 of 17413 articles for “Art. n° 16-23.120 et n° 16-10.583”
…n Article L. 542-1, applicants must submit their application to the Autorité de contrôle prudentiel et de résolution. The application for authorisation and subsequent amendments are subject to the con…
…services referred to in article L. 547-4 relates exclusively to offers of shares in cooperative societies constituted in the form of a public limited company covered by article 11 of law no. 47-1775 o…
…directorships provided for in II to IV of article L. 533-26 apply within an investment firm that meets one of the following conditions:1° The balance sheet total, corporate or consolidated, exceeds f…
…t on its application and, where applicable, a list of the provisions from which he has deviated, together with the reasons and the measures taken in substitution, as referred to in the first paragraph…
Pursuant to I of Article L. 546-1, an agreement is entered into between the body referred to inArticle L. 512-1 of the Insurance Code and the Autorité des marchés financiers. This agreement shall stip…
…e granted as part of the authorisation procedure as an investment service provider other than an asset management company. Where the applicant has been authorised as an investment service provider oth…
Investment service providers other than portfolio management companies may, on their own initiative or at the request of a client, treat as a non-professional client, either generally or in respect of…
…s referred to in Article L. 533-30-11 to be held for a minimum period defined under the conditions set out in Article L. 533-30-1 so as to align the incentives of the persons referred to in Article L.…
…L. 541-7 and article L. 548-4, the body referred to in I of article R. 546-1 shall request the bulletin no. 2 of the criminal record of the person concerned from the automated national criminal recor…
…finance company, a payment institution or an investment services provider, the content of which is set by order of the Minister for the Economy.A certificate signed by the person responsible for the t…
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