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Showing 6151–6160 of 17413 articles for “Art. n° 16-23.120 et n° 16-10.583”
…of Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments has been waived as a derogation in accordance with Article 4(1)(a) or (…
…ook. The persons referred to in 1° and 2° of Article L. 54-10-3 shall provide evidence of their competence in the form of a curriculum vitae; 4° For the services referred to in 1° and 2° of Article L.…
Investment firms, other than portfolio management companies, publish in their annual report the return on their assets, calculated by dividing their net profit by their balance sheet total.
…ccordance with the provisions of Article D. 533-13. An investment service provider other than an asset management company may, at the request of a professional client, treat that client as an eligible…
The financial futures instruments referred to in the second paragraph of article R. 533-2 are those referred to in 2, 3, 4, 7 and 8 of I of article D. 211-1 A.
Where they have been given authority to sign on behalf of an investment firm, members of the staff of that investment firm may not, without the authorisation of the senior management, perform administ…
…ovider, at its request or ex officio, its decision shall be notified to the provider by registered letter with acknowledgement of receipt. The Autorité des marchés financiers shall inform the public o…
…the intermediary's general terms and conditions of sale.The equity crowdfunding intermediary shall set up a simple procedure on its website for cancelling the registration of any lender or project hol…
The information made public by a publication system approved in accordance with Article L. 549-11 shall include at least the following items: 1° The identifier identifying the financial instrument; 2°…
…utory auditors referred to in Article L. 511-38 are appointed by the body of these institutions competent to approve the accounts. They are appointed for six financial years. Their term of office shal…
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