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Showing 4521–4530 of 29147 articles for “Art. s. 1832 to 1844-17”
Investment firms providing the investment services referred to in Article L. 321-1 (4) are subject to the provisions of Articles L. 533-22 and L. 533-22-1 in the same way as the portfolio management c…
…5-16 of the Labour Code, the determination of the indemnity payable by the employer does not take into account, pursuant to article L. 533-22-2 of this Code and for the persons mentioned in the same a…
I.-In their sustainability risk policy, made public pursuant to Article 3 of the Regulation of the European Parliament and of the Council on the publication of sustainable investment and sustainabilit…
…anagement of collective investments, portfolio management companies shall take all reasonable steps to obtain the best possible result in executing orders, taking into account price, cost, speed, like…
…ment companies are prohibited from receiving deposits of funds, securities or gold from their clients.
…d publish a shareholder engagement policy describing how they integrate their role as shareholder into their investment strategy. Each year, they publish a report on the implementation of this policy.…
…ion of women and men among the teams, bodies and managers responsible for making investment decisions. The results obtained are presented in the document referred to in II of article L. 533-22-1. This…
…management companies and investment services providers that provide the investment service referred to in 4 of Article L. 321-1 employ :1° A method of risk management on behalf of third parties that e…
…anagement companies or the AIFs or UCITS they manage: 1° Managers ; 2° Members of the board of directors or management board; 3° Directors of simplified joint stock companies and persons exercising a…
…et management companies shall act honestly, fairly and professionally in the best interests of investors. All information, including promotional communications, sent by an asset management company to…
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