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Showing 1091–1100 of 15298 articles for “Art. s. 2003 et seq.”
The investment service provider defined in article L. 531-1, the entity providing investment services without being subject to the authorisation procedure provided for in article L. 531-2 and the fina…
The rules on direct marketing by banks or financial institutions do not apply to :1° Contacts with qualified investors as defined in Article L. 411-2 .1 and with legal entities whose balance sheet tot…
Direct marketers are prohibited from offering products, financial instruments, digital assets and services other than those for which they have received express instructions from the person or persons…
Any breach of the laws, regulations and professional obligations applicable to banking or financial canvassing committed by the persons mentioned in 1°, 3°, 5°, 7° and 8° of article L. 341-3 and in ar…
…s chapter. The minimum level of cover that must be provided by professional indemnity insurance is set by decree according to the conditions under which the activity is carried out, in particular the…
…goes to the homes of private individuals, other than bankers, stockbrokers or dealers in precious metals, or to public places not reserved for this purpose, to advise on the purchase, sale or exchang…
…rised to operate on French territory; 8° Carrying out a transaction involving one of the digital assets referred to in Article L. 54-10-1, in particular as part of a public offering of tokens within t…
Persons engaged in direct marketing of banking and financial services are subject to the disqualifications set out in article L. 500-1.
I. - The person canvassed has a period of fourteen completed calendar days in which to exercise his right of withdrawal, without having to justify his decision or incur any penalties. The period durin…
…contract, the person being canvassed shall receive information laid down by decree in the Conseil d'Etat, relating in particular to: 1° The name and business address of the natural person canvassing ;…
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