Article L421-11
I. - The contracting company shall take the necessary steps to :1. Detect, prevent and manage the potentially harmful effects, for the proper functioning of the regulated market or for market members,…
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Showing 1131–1140 of 15298 articles for “Art. s. 2003 et seq.”
I. - The contracting company shall take the necessary steps to :1. Detect, prevent and manage the potentially harmful effects, for the proper functioning of the regulated market or for market members,…
…esentative may suspend all or part of trading for a period not exceeding two consecutive trading days. After this period, the suspension is ordered by the Minister for the Economy on the recommendatio…
Legal entities found to be criminally liable, under the conditions set out in article 121-2 of the French Penal Code, for the offences defined in articles L. 353-1 and L. 353-2 shall incur, in additio…
…rm may ask the AIFM to suspend trading so that it can inform the public under satisfactory conditions.The Chairman of the Autorité des marchés financiers may also ask the operator of a trading venue t…
I.-The persons referred to in Article L. 421-7 must meet the following requirements: 1° They must devote sufficient time to performing their duties within the market undertaking. The number of mandate…
I.-The admission of financial instruments and assets referred to in II of Article L. 421-1 to trading on a regulated market is decided by the market undertaking, in accordance with the rules of the ma…
…4 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments by regulatory technical standards concerning the quotation step regime…
…n to exercise, directly or indirectly, a significant influence on the management of a regulated market must possess qualities that guarantee the sound and prudent management of that market. Any person…
…e orders on behalf of third parties or to deal on own account may become members of a regulated market referred to in Article L. 421-1: a) Directly, by establishing a branch in mainland France, the Fr…
…der which multiple third-party buying and selling interests in financial instruments are brought together under non-discretionary rules in order to conclude transactions in those instruments. It opera…
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