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Showing 4021–4030 of 43747 articles for “Art. s. L. 145-19 et L. 145-20”
Participatory finance service providers may also provide, under the conditions set out in Article L. 547-5, services identical to those mentioned in point ii) of a) of paragraph 1 of Article 2 of Regu…
…nance intermediaries are persons who habitually act as intermediaries within the meaning of Article L. 548-1. Only legal entities may be equity financing intermediaries.II.Participative finance interm…
The following are subject to the obligations set out in sections 2 to 7 of this chapter: 1° Bodies, institutions and services governed by the provisions of Title I of this Book, including branches of…
…al activities of its members, representing them collectively and defending their rights and interests. II -With a view to the financial investment adviser becoming a member, the association will check…
I. - When registering or renewing their registration, the persons referred to in I of article L. 546-1 are required to provide the body that keeps the register with all the information needed to verif…
The conditions set out in Chapters II, IV and V of Regulation (EU) 2020/1503 of 7 October 2020 are applicable to the provision of the services mentioned in Article L. 547-4, provided that the project…
Natural persons who direct or manage an intermediary in participative financing must meet the conditions of good repute and professional competence laid down by decree in the Conseil d'Etat.
…ement functions within the investment firm. The branches of investment firms referred to in Article L. 532-48, where they are material in relation to their size, are required to provide evidence of th…
…ssionally, taking into account the rights and interests of their clients, including potential clients. To this end, they shall take and document all reasonable measures to detect and prevent the risks…
…with the contents of the offer document or no longer offers the guarantees provided for in Article L. 552-5, it may order that any communication concerning the offer referring to its approval be disc…
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