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Showing 4301–4310 of 43747 articles for “Art. s. L. 145-19 et L. 145-20”
The association referred to in Article L. 621-32 either takes action on its own initiative or is informed by the Autorité des marchés financiers of facts likely to constitute a breach by a member of t…
…of a statement on air. The Association may also temporarily or permanently exclude one of its members. This measure may only be taken in cases where the member concerned fails to comply with a sanctio…
…n and interview any person likely to provide them with information. They may access business premises. They may obtain explanations on the spot under conditions laid down by decree in the Conseil d'Et…
…d facts, the criminal court may order that the financial penalty be deducted from the fine it imposes.
…é des marchés financiers or the request made by the Chairman of the Autorité de contrôle prudentiel et de résolution.Subject to Article L. 465-3-6, if it decides to initiate sanction proceedings, it n…
…ide each other with any information that may be useful for the performance of their respective duties.The Autorité des marchés financiers shall refer to the Commission de régulation de l'énergie, for…
…f Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directive 2003/6/ EC of the European Parliament and…
Each year, the association draws up a report on its activities. It submits this report to the Autorité des marchés financiers, which provides its observations and recommendations on the association's…
…ing his or her explanations on the spot and the conditions under which this right is exercised are determined by decree of the Conseil d'Etat.
…départements d'outre-mer, the Institut d'émission d'outre-mer, the Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers shall cooperate with each other. They shall…
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