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Showing 9111–9120 of 43703 articles for “Art. 206-2”
The Autorité de contrôle prudentiel et de résolution may issue a recommendation or an injunction to electronic money institutions to ensure the existence of sufficient own funds for the issuance and m…
Persons engaging in the activity of agent, managing or administering an agent or to whom responsibility for the activity of agent is delegated are subject to the disqualifications mentioned in article…
I. - In addition to providing the payment services mentioned in II of article L. 314-1, payment institutions may provide related services, such as book-entry foreign exchange services, custody service…
A decree of the Conseil d'Etat shall specify the conditions of application of this sub-section.
Investment firms shall devote the necessary human and financial resources to the training of the persons mentioned in I of Article L. 533-26.
The investment services providers and persons mentioned in article L. 421-17 are required to inform investors, before entering into business relations with them, of the existence of a compensation sch…
The directors of a company must refrain from taking any initiative with the financial analysts whose services they pay for which would have the purpose or effect of favouring their own interests, or t…
Each tied agent acts under a mandate given by a single investment services provider. The investment services provider remains fully and unconditionally liable to third parties for acts carried out in…
For the purposes of this chapter, a token is any intangible asset representing, in digital form, one or more rights that may be issued, recorded, stored or transferred by means of a shared electronic…
I.-Participative finance intermediaries are persons who habitually act as intermediaries within the meaning of Article L. 548-1. Only legal entities may be equity financing intermediaries.II.Participa…
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