Article D420-1
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of the trading halt parameters referred to in II of Article L. 420-3 that are notified to it by trading v…
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Showing 3691–3700 of 14416 articles for “Art. 6e et 5e ch.”
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of the trading halt parameters referred to in II of Article L. 420-3 that are notified to it by trading v…
…should be appointed in accordance with the provisions of Article L. 421-3, it shall inform the market undertaking, by registered letter with acknowledgement of receipt sent to its legal representativ…
I. - The threshold mentioned in the first paragraph of I of Article L. 511-47 is set on the basis of the book value of assets corresponding to trading activities in financial instruments at 7.5% of th…
…January 2014, the persons referred to in II of Article L. 511-45 shall draw up a table grouping together the information relating to their establishments by State or territory, referred to in 1° of I…
Where they have a website, credit institutions and finance companies shall use it to present the systems implemented to ensure compliance with the requirements laid down in Article L. 511-45, in this…
…ears exceeds fifty; the average number of employees during the financial year is equal to the arithmetical average of the number of employees at the end of each quarter of the calendar year, or of the…
…Minister responsible for the economy. It must be accompanied by documents proving that the system meets the conditions of articles L. 330-1 and L. 330-2. The documents that must be provided by the sys…
The threshold mentioned in 1° of article L. 411-2 is 150.
Approval is granted by the prefect of the département in which the association has its registered office, after consulting the public prosecutor and the Autorité des marchés financiers. It is publishe…
…required to close their financial year on 31 December. However, the Autorité de contrôle prudentiel et de résolution may authorise them to derogate from this rule for the financial year during which t…
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